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Equity Strategies

In managing equities, we utilize a global approach looking for attractive ideas irrespective of geography. We apply a rigorous, bottom-up security analysis that includes fundamental, sector-based research in seeking to identify businesses that have high or improving returns on capital, barriers to competition and compelling valuations.

Rockefeller Equity Allocation Fund

Objective: To generate long-term total return from capital appreciation and income.

The Fund seeks to achieve its investment objective by investing its assets globally in a range of equity asset classes and, to a lesser extent, in fixed income securities, real estate and commodity linked equities (such as real estate investment trusts and master limited partnerships), and currencies.

Fixed Income Strategies

Our taxable and tax-exempt fixed income strategies aim to generate current income while preserving principal. We strive to provide stability in uncertain times by thoughtfully managing credit and interest rate risk. At the same time, we seek to capitalize on market dislocations by applying our top-down and bottom-up methodologies.

Rockefeller Core Taxable Bond Fund

Objective: To generate current income consistent with the preservation of capital.

The Fund seeks to achieve its investment objective by investing at least 80% of its net assets in fixed-income securities, and invests primarily in investment grade fixed-income securities1.

Rockefeller Intermediate Tax Exempt National Bond Fund

Objective: To generate current income that is exempt from federal personal income tax consistent with the preservation of capital.

The Fund seeks to achieve its investment objective by investing at least 80% of its net assets in intermediate duration municipal bonds and other fixed-income securities that generate income exempt from regular federal income tax. The Fund invests primarily in investment grade municipal bonds and other types of fixed-income securities1.

Rockefeller Intermediate Tax Exempt New York Bond Fund

Objective: To generate current income that is exempt from federal, New York State and New York City personal income tax, consistent with the preservation of capital.

The Fund seeks to achieve its investment objective by investing at least 80% of its net assets in fixed-income securities whose interest is exempt from regular federal, New York State and New York City personal income tax.